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Tag: Civil Monetary Penalties

CFTC Receives Order From Federal Court To Charge Chris Hales and Eric Richardson Over $2.7 Million in Sanctions for Fraud

Felix Shipkevich
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CFTC Fines $3.5 Million in FX Fraud

Felix Shipkevich
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CFTC Charges CME Group with Disclosing Customer Trades

Felix Shipkevich
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CFTC Escalates Enforcement Actions Against Commodity Pool Fraud

Felix Shipkevich
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CPO/CTA Charged With Fraudulent Allocation Scheme

Felix Shipkevich
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CFTC charges Optiver for manipulation of NYMEX oil contracts

Felix Shipkevich
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CFTC charges former MF Global Broker with price manipulation

Felix Shipkevich
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CPO fraudulently misrepresents CTAs

Felix Shipkevich
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Foreign nationals accused of fictitious trading

Felix Shipkevich
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BNY reaches partial settlement in federal case

Felix Shipkevich
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CTA allegedly ran commodity trading course scam

Felix Shipkevich
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CPO accused of misappropriation

Felix Shipkevich
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Judge freezes assets of unregistered CPO

Felix Shipkevich
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CTA charged after trading strategy failure

Felix Shipkevich
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Foreign FCM and principal fined for failure to supervise

Felix Shipkevich
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Additional penalties for forex scheme

Felix Shipkevich
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Unregistered CPO charged with fraud

Felix Shipkevich
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CFTC pursues unregistered CPO, RFED

Felix Shipkevich
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