Tag: Commodity Trading Advisor

CFTC Seeks to Revoke Registration of Crabapple Capital for $1m Fraud

Felix Shipkevich

CFTC Rule Update: New CTA Reporting Rule Deadline Announced by NFA

Felix Shipkevich

CFTC Enforcement Watch for 2013: Commodity Pool Scams, Rate-Rigging…

Felix Shipkevich

CFTC Issues No-Action Relief for Banks, Brokers, Advisors…

Felix Shipkevich

CFTC Update: Federal Court Orders Forex Capital, Highland Stone Capital to Pay $1.8m

Felix Shipkevich

CFTC Enforcement Blitz: Eagle, Intrade, Cantor, Harbor Light

Felix Shipkevich

Convicted felon ran two fraudulent CTA schemes

Felix Shipkevich

NFA takes action against CPO/CTA

Felix Shipkevich

CTA allegedly ran commodity trading course scam

Felix Shipkevich

CTA charged after trading strategy failure

Felix Shipkevich

FCM failed to supervise foreign IB

Felix Shipkevich

CTA receives NFA BCC complaint

Felix Shipkevich

CTA charged with solicitation fraud, misrepresentation

Felix Shipkevich

CPO accused of lying to the National Futures Association

Felix Shipkevich

NFA hits North Carolina CTAs with enforcement action

Felix Shipkevich

CTA registration revoked by CFTC for Texas-based firms in follow-up decision

Felix Shipkevich

CFTC files complaint against CTA Neal Hall and ShowMeMyFuture.com

Felix Shipkevich

FIN FX LLC finds itself target of NFA emergency enforcement action

Felix Shipkevich