Tag: Consumer Protection

The SEC CEO Payment-Ratio Rule comes under heavy scrutiny

Felix Shipkevich

CFTC grants temporary registration to SwapEx, LLC, GFI Swaps Exchange LLC, and MarketAxess SEF Corporation

Felix Shipkevich

Christopher Ehrman made Director of Whistleblower Office at CFTC

Felix Shipkevich

Dodd-Frank Durbin Amendment a Failure

Felix Shipkevich

CFTC’s Berkovitz Steps Down

Felix Shipkevich

CFTC Votes 5-0 to Pass Swap Clearing Rules

Felix Shipkevich

CFTCs Gensler Heralds New Era of Swaps Market Reform

Felix Shipkevich

CFTC amends rules for commodity pool operator and commodity trading advisors

Felix Shipkevich

House Agriculture Committee offers Dodd-Frank amendments

Felix Shipkevich

CFTC approves swap data rules under Dodd-Frank

Felix Shipkevich

SIFMA and ISDA challenge CFTC position limits

Felix Shipkevich

CFTC clarifies “actual delivery”

Felix Shipkevich

CFTC finalizes position limits

Felix Shipkevich

Volcker Rule in limbo at CFTC (UPDATED)

Felix Shipkevich

Dodd-Frank a boon to algorithmic trading

Felix Shipkevich

CFTC names Swaps Division director

Felix Shipkevich

Federal Reserve proposes retail forex business standards

Felix Shipkevich

FDIC issues final Dodd-Frank retail forex rule

Felix Shipkevich