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Tag: Consumer Protection

The SEC CEO Payment-Ratio Rule comes under heavy scrutiny

Felix Shipkevich
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CFTC grants temporary registration to SwapEx, LLC, GFI Swaps Exchange LLC, and MarketAxess SEF Corporation

Felix Shipkevich
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Christopher Ehrman made Director of Whistleblower Office at CFTC

Felix Shipkevich
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Dodd-Frank Durbin Amendment a Failure

Felix Shipkevich
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CFTC’s Berkovitz Steps Down

Felix Shipkevich
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CFTC Votes 5-0 to Pass Swap Clearing Rules

Felix Shipkevich
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CFTCs Gensler Heralds New Era of Swaps Market Reform

Felix Shipkevich
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CFTC amends rules for commodity pool operator and commodity trading advisors

Felix Shipkevich
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House Agriculture Committee offers Dodd-Frank amendments

Felix Shipkevich
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CFTC approves swap data rules under Dodd-Frank

Felix Shipkevich
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SIFMA and ISDA challenge CFTC position limits

Felix Shipkevich
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CFTC clarifies “actual delivery”

Felix Shipkevich
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CFTC finalizes position limits

Felix Shipkevich
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Volcker Rule in limbo at CFTC (UPDATED)

Felix Shipkevich
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Dodd-Frank a boon to algorithmic trading

Felix Shipkevich
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CFTC names Swaps Division director

Felix Shipkevich
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Federal Reserve proposes retail forex business standards

Felix Shipkevich
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FDIC issues final Dodd-Frank retail forex rule

Felix Shipkevich
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