Tag: disclosure

District of Massachusetts Adopts Broad Whistleblower Definition

Felix Shipkevich

Volcker Rule May See Possible Delay to Start Date

Felix Shipkevich

Confusion over CFTC’s “US Person” Definition Causes Headaches Overseas

Felix Shipkevich

SEC Chair discusses refining company disclosure reports

Felix Shipkevich

Investor Groups Support Dodd-Frank Act Regarding Mineral Laws

Felix Shipkevich

CFTC Provides Foreign Exchange Prime Brokers Relief

Felix Shipkevich

SEC Approves Using Facebook and Twitter to Alert Investors

Felix Shipkevich

CFTC Charges CME Group with Disclosing Customer Trades

Felix Shipkevich

SEC Seeks Rule Requiring Exchanges to Test Technology

Felix Shipkevich

Basel Committee Report Could Cause Sea Change in Banking Policy

Felix Shipkevich

Swap Dealers Extension Fails to Allay Some Concerns

Felix Shipkevich

Ambiguous Disclosure Rules Worry SEFs

Felix Shipkevich

CFTC publishes final rules on minimum block sizes

Felix Shipkevich

CFTC orders Goldman Sachs to pay $7 million penalty

Felix Shipkevich

CFTC amends rules for commodity pool operator and commodity trading advisors

Felix Shipkevich

NFA takes action against CPO/CTA

Felix Shipkevich

MF Global trustee declared “disinterested”

Felix Shipkevich

CPO accused of misappropriation

Felix Shipkevich