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Tag: enforcement actions

Division of Enforcement Director to step down in October

Felix Shipkevich
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SEC Approves Using Facebook and Twitter to Alert Investors

Felix Shipkevich
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CFTC Seeks to Revoke Registration of Crabapple Capital for $1m Fraud

Felix Shipkevich
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CFTC Enforcement Watch for 2013: Commodity Pool Scams, Rate-Rigging…

Felix Shipkevich
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CFTC, Libor Usher in New Era of Financial Penalties

Felix Shipkevich
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CFTC Struggles to Find the Rhythm of Regulation

Felix Shipkevich
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CFTC Update: Federal Court Orders Forex Capital, Highland Stone Capital to Pay $1.8m

Felix Shipkevich
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CFTC Enforcement Blitz: Eagle, Intrade, Cantor, Harbor Light

Felix Shipkevich
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SEC Update: Mary Schapiro Steps Down, Elisse Walter New Chairwoman

Felix Shipkevich
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Convicted felon ran two fraudulent CTA schemes

Felix Shipkevich
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