Tag: enforcement actions

Division of Enforcement Director to step down in October

Felix Shipkevich

SEC Approves Using Facebook and Twitter to Alert Investors

Felix Shipkevich

CFTC Seeks to Revoke Registration of Crabapple Capital for $1m Fraud

Felix Shipkevich

CFTC Enforcement Watch for 2013: Commodity Pool Scams, Rate-Rigging…

Felix Shipkevich

CFTC, Libor Usher in New Era of Financial Penalties

Felix Shipkevich

CFTC Struggles to Find the Rhythm of Regulation

Felix Shipkevich

CFTC Update: Federal Court Orders Forex Capital, Highland Stone Capital to Pay $1.8m

Felix Shipkevich

CFTC Enforcement Blitz: Eagle, Intrade, Cantor, Harbor Light

Felix Shipkevich

SEC Update: Mary Schapiro Steps Down, Elisse Walter New Chairwoman

Felix Shipkevich

Convicted felon ran two fraudulent CTA schemes

Felix Shipkevich