Tag: exemption

CFTC Public Utilities No-Action Letter Is Welcome Relief

Felix Shipkevich

EU Official Calls for Strong Financial Transaction Tax

Felix Shipkevich

EU Agrees on Market Rule Overhaul

Felix Shipkevich

Commissioner O’Malia on the CFTC: More Technology, Less Insanity

Felix Shipkevich

CFTC Chairman refuses to budge on Cross Border SEF Regulation

Felix Shipkevich

Third Phase of Mandatory Clearing Begins

Felix Shipkevich

Gensler Urges Fast Action on Cross-Border Derivatives

Felix Shipkevich

U.S. House Passes Bill To Loosen Federal Grip on FX Derivative Trading

Felix Shipkevich

CFTC Asked to Delay Expiration of Swaps Rules Exemption

Felix Shipkevich

CFTC Exempts Interaffiliate Trades from Dodd-Frank Clearing

Felix Shipkevich

CFTC Obtains $140,000 Judgment Against Lincolnshire Trading Parters

Felix Shipkevich

CFTC Continues Wave of Relief with Exemption for Foreign-Owned Banks

Felix Shipkevich

CFTC Slowing Down?: More Deferrals for Swaps, Business Conduct Rules

Felix Shipkevich

CFTC Struggles to Find the Rhythm of Regulation

Felix Shipkevich

CFTC, Foreign Regulators Issue Joint Statement on OTC Derivatives

Felix Shipkevich

CFTC Unlikely To Close Derivatives Loopholes Used by Wall Street

Felix Shipkevich

CFTC Gives Swap Dealers More Time, Cites Compliance Costs

Felix Shipkevich

FX Swaps Exempted from Dodd-Frank Regulation by U.S. Treasury

Felix Shipkevich