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Tag: Failure to Supervise
After Latest Goldman Violation, CFTC’s Chilton Wants Harsher Penalties
Felix Shipkevich
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Foreign FCM and principal fined for failure to supervise
Felix Shipkevich
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RFED fined for failure to supervise
Felix Shipkevich
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FCM Tenco fined for failure to supervise
Felix Shipkevich
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NFA issues $25k fine to Direct Futures LLC
Felix Shipkevich
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