Tag: Fed

Banks Receive Extension on Risky Swaps Rule

Felix Shipkevich

CFTC Receives Order From Federal Court To Charge Chris Hales and Eric Richardson Over $2.7 Million in Sanctions for Fraud

Felix Shipkevich

SEF Rules Approval Leads to Early December Projection for Transacting all Standardized Swaps on SEFs

Felix Shipkevich

CFTC Considering Lower Price Quote Requirement for Dodd-Frank Swap Rule

Felix Shipkevich

Bart Chilton to Propose Derivative Transaction Fee

Felix Shipkevich

Federal Reserve Adopts Final Rule for Nonbank Firms

Felix Shipkevich

CFTC Fines $3.5 Million in FX Fraud

Felix Shipkevich

CFTC’s Berkovitz Steps Down

Felix Shipkevich

Dodd-Frank Swaps Reform Undertaken by Bipartisan Group

Felix Shipkevich

SEC, Other Regulators May Delay Volcker Rule

Felix Shipkevich

CFTC Charges CME Group with Disclosing Customer Trades

Felix Shipkevich

SEC Seeks Rule Requiring Exchanges to Test Technology

Felix Shipkevich

CFTC Escalates Enforcement Actions Against Commodity Pool Fraud

Felix Shipkevich

Dodd-Frank Progress in Check: Senate Panel to Meet

Felix Shipkevich

CFTC Obtains Federal Court Order Against Wagner and Wagner for $2m

Felix Shipkevich

CFTC Seeks to Revoke Registration of Crabapple Capital for $1m Fraud

Felix Shipkevich

CFTC Obtains $340,000 Penalty Against Trans Global for Commodity Fraud

Felix Shipkevich

CFTC, SEC Face Data-Deficit in Coming High-Frequency Trading Fight

Felix Shipkevich