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Tag: introducing brokers

CFTC Will Deal Steep Penalties to Anyone Found Lying in Investigations

Felix Shipkevich
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CFTC Issues No-Action Relief for Banks, Brokers, Advisors…

Felix Shipkevich
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Update: CFTC Issues Final Rule to Amend Existing Swaps Regulation

Felix Shipkevich
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CFTC proposes anti-identity theft rule

Felix Shipkevich
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