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Tag: National Futures Association

Oil Industry Avoids Swaps Rules

Felix Shipkevich
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CFTC Orders Enskilda Futures to Pay $125,000 for Margin Errors

Felix Shipkevich
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NFA Responds to Peregrine Financial Group Audits

Felix Shipkevich
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CFTC Enforcement Watch for 2013: Commodity Pool Scams, Rate-Rigging…

Felix Shipkevich
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NFA Escalates Market Monitoring of Futures Commission Merchants (FCMs)

Felix Shipkevich
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CFTC Charges Arista LLC with $9.5 Million Commodity Pool Fraud

Felix Shipkevich
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Wasendorf Pleads Guilty

Felix Shipkevich
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NFA Returns Peregrine Fine

Felix Shipkevich
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NFA Orders External Audit

Felix Shipkevich
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CFTC’s Chilton to Propose Futures Insurance Fund

Felix Shipkevich
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CFTC Wants Direct Access to Customer Accounts

Felix Shipkevich
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NFA to Review Segregated Funds Audit Process

Felix Shipkevich
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CFTC pursues unregistered CPO, RFED

Felix Shipkevich
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IB and principals suspended by NFA

Felix Shipkevich
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FCM and IB AML Interpretive Notice to be amended

Felix Shipkevich
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CTA charged with solicitation fraud, misrepresentation

Felix Shipkevich
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CPO/CTA SureInvestment suspended in NFA emergency action

Felix Shipkevich
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CPO accused of lying to the National Futures Association

Felix Shipkevich
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