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Tag: Office of the Comptroller of the Currency (“OCC”)

Commodity Pool Operator ordered to pay $4 million for false statements and misappropriation

Felix Shipkevich
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OCC proposes Dodd-Frank rule in preparation for OTS takeover

Felix Shipkevich
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UPDATE Arcadia Petroleum: “The CFTC is wrong on both the facts and the law.”

Felix Shipkevich
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LSA ACTION: JP Morgan Securities Ltd

Felix Shipkevich
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CFTC ACTION: Noble Americas Corp.

Felix Shipkevich
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CFTC ACTION: Morgan Stanley and UBS

Felix Shipkevich
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FSA to impose larger fines

Felix Shipkevich
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CFTC ACTION: UBS

Felix Shipkevich
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FSA ACTION: Park Row Associates Limited

Felix Shipkevich
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Why the CFTC stopped listing the number of banks that hold positions in silver

Felix Shipkevich
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ICE Futures ordered to beef up compliance

Felix Shipkevich
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CFTC ACTION: Pinemore, L.P. and Birchmore, L.P.

Felix Shipkevich
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CFTC ACTION: Raleigh Capital Management Inc.

Felix Shipkevich
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CFTC Announcements

Felix Shipkevich
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