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Tag: procedures

Commissioner O’Malia on the CFTC: More Technology, Less Insanity

Felix Shipkevich
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Big Banks Look to Reverse New CFTC Rules

Felix Shipkevich
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EU and CFTC struggle to come together over free-trade agreement

Felix Shipkevich
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CFTC Approves Trade Execution Rules

Felix Shipkevich
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DTCC Sues CFTC over “Anti-Competitive Swap Trading Data Rules”

Felix Shipkevich
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CFTC Charges Accounting Firm Tunney & Associates

Felix Shipkevich
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SEC Proposes Solutions to Trading Glitches

Felix Shipkevich
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CFTC Orders Enskilda Futures to Pay $125,000 for Margin Errors

Felix Shipkevich
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NFA Responds to Peregrine Financial Group Audits

Felix Shipkevich
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CFTC Penalizes Mizuho in Year’s First Cross-Border Violation

Felix Shipkevich
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CFTC Enforcement Watch for 2013: Commodity Pool Scams, Rate-Rigging…

Felix Shipkevich
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CFTC Enforcement Blitz: Eagle, Intrade, Cantor, Harbor Light

Felix Shipkevich
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CFTC Issues SD/MSP Risk Management Rule

Felix Shipkevich
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CFTC to iron out international swaps data sharing

Felix Shipkevich
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CFTC fines FCM $2.5 million

Felix Shipkevich
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CFTC finalizes rule on clearing timing

Felix Shipkevich
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CFTC orders Goldman Sachs to pay $7 million penalty

Felix Shipkevich
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CFTC proposes anti-identity theft rule

Felix Shipkevich
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