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Tag: procedures
Commissioner O’Malia on the CFTC: More Technology, Less Insanity
Felix Shipkevich
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Big Banks Look to Reverse New CFTC Rules
Felix Shipkevich
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EU and CFTC struggle to come together over free-trade agreement
Felix Shipkevich
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CFTC Approves Trade Execution Rules
Felix Shipkevich
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DTCC Sues CFTC over “Anti-Competitive Swap Trading Data Rules”
Felix Shipkevich
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CFTC Charges Accounting Firm Tunney & Associates
Felix Shipkevich
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SEC Proposes Solutions to Trading Glitches
Felix Shipkevich
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CFTC Orders Enskilda Futures to Pay $125,000 for Margin Errors
Felix Shipkevich
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NFA Responds to Peregrine Financial Group Audits
Felix Shipkevich
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CFTC Penalizes Mizuho in Year’s First Cross-Border Violation
Felix Shipkevich
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CFTC Enforcement Watch for 2013: Commodity Pool Scams, Rate-Rigging…
Felix Shipkevich
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CFTC Enforcement Blitz: Eagle, Intrade, Cantor, Harbor Light
Felix Shipkevich
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CFTC Issues SD/MSP Risk Management Rule
Felix Shipkevich
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CFTC to iron out international swaps data sharing
Felix Shipkevich
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CFTC fines FCM $2.5 million
Felix Shipkevich
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CFTC finalizes rule on clearing timing
Felix Shipkevich
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CFTC orders Goldman Sachs to pay $7 million penalty
Felix Shipkevich
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CFTC proposes anti-identity theft rule
Felix Shipkevich
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