Tag: Securities and Exchange Commission (“SEC”)

US Options Exchange Leaders Close to Reaching Erroneous Trade Rule Agreement

Felix Shipkevich

SEC Update: How Will Real-Time Data Affect HFT?

Felix Shipkevich

From the SEC: New Capital and Margin Rules on Swaps Expected Today

Felix Shipkevich

SEC Rejects “Kill Switch” Regulation for High-Frequency Trading

Felix Shipkevich

Geithner Pressures SEC to Act

Felix Shipkevich

Volcker Rule to be Finalized by Year’s End

Felix Shipkevich

Bank Downgrades Trigger Call for Central Clearing

Felix Shipkevich

SEC Delays Crucial Swap Definition Rule

Felix Shipkevich

Industry Group Presses CFTC and SEC on New Swap Rules

Felix Shipkevich

CFTC to increase threshold for swap dealers

Felix Shipkevich

Authorities investigate MF Global wire transfers

Felix Shipkevich

CFTC delays defining swap dealers

Felix Shipkevich

Tweaks proposed to Dodd-Frank to support small businesses

Felix Shipkevich

SEC rules on advisory performance fees

Felix Shipkevich

CFTC may shift enforcement staff to Dodd-Frank oversight

Felix Shipkevich

CFTC amends rules for commodity pool operator and commodity trading advisors

Felix Shipkevich

HFTs subpoenaed in ongoing investigation

Felix Shipkevich

Dodd-Frank in trouble: SEC loses cost-benefit analysis case

Felix Shipkevich