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Tag: Securities and Futures Commission (SFC)

Transition in turmoil at the Hong Kong SFC

Felix Shipkevich
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Hong Kong SFC shows deficiencies in work of IPO sponsors

Felix Shipkevich
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Hong Kong-based retail trader acquitted of market manipulation

Felix Shipkevich
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Some SFC Committee Membership Ended

Felix Shipkevich
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Hong Kong SFC quarterly report

Felix Shipkevich
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Hong Kong SFC ACTION: Chau Sik Ki

Felix Shipkevich
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In Quarterly Report, SFC notes successes and proposals regarding investor protection

Felix Shipkevich
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The number of hedge funds managed by the SFC-licensed hedge fund managers increased

Felix Shipkevich
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SFC’s power to freeze assets under SFO section 213 confirmed

Felix Shipkevich
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