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Tag: settlement

CFTC Charges Principal Trading Organization for “Banging the Close” and “Spoofing”

Felix Shipkevich
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CFTC Commissioner Chilton Talks Banks, Wall Street, and Bruce Springsteen

Felix Shipkevich
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Regulatory Giants Discuss Disaster Recovery Relief in Regards to Sandy

Felix Shipkevich
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CFTC Charges Accounting Firm Tunney & Associates

Felix Shipkevich
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FSA Report Reveals Poor Management

Felix Shipkevich
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CFTC Charges CME Group with Disclosing Customer Trades

Felix Shipkevich
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CFTC Wants Futures Insurance Fund after MF Global Payback

Felix Shipkevich
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CFTC’s Gensler, Chilton, O’Malia Speak on Historic Libor Settlement

Felix Shipkevich
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CFTC, Libor Usher in New Era of Financial Penalties

Felix Shipkevich
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CFTC Struggles to Find the Rhythm of Regulation

Felix Shipkevich
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NFA Returns Peregrine Fine

Felix Shipkevich
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MF Global Trustee Wants “Global Settlement”

Felix Shipkevich
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LIBOR Investigation Reenergizes CFTC

Felix Shipkevich
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FX Futures, Swaps Will See Greater Liquidity Under Dodd-Frank

Felix Shipkevich
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Faster Stock Settlement Times Likely

Felix Shipkevich
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CFTC charges Optiver for manipulation of NYMEX oil contracts

Felix Shipkevich
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CFTC issues report on risk management

Felix Shipkevich
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RBC rejects settlement with CFTC

Felix Shipkevich
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