Tag: settlement

CFTC Charges Principal Trading Organization for “Banging the Close” and “Spoofing”

Felix Shipkevich

CFTC Commissioner Chilton Talks Banks, Wall Street, and Bruce Springsteen

Felix Shipkevich

Regulatory Giants Discuss Disaster Recovery Relief in Regards to Sandy

Felix Shipkevich

CFTC Charges Accounting Firm Tunney & Associates

Felix Shipkevich

FSA Report Reveals Poor Management

Felix Shipkevich

CFTC Charges CME Group with Disclosing Customer Trades

Felix Shipkevich

CFTC Wants Futures Insurance Fund after MF Global Payback

Felix Shipkevich

CFTC’s Gensler, Chilton, O’Malia Speak on Historic Libor Settlement

Felix Shipkevich

CFTC, Libor Usher in New Era of Financial Penalties

Felix Shipkevich

CFTC Struggles to Find the Rhythm of Regulation

Felix Shipkevich

NFA Returns Peregrine Fine

Felix Shipkevich

MF Global Trustee Wants “Global Settlement”

Felix Shipkevich

LIBOR Investigation Reenergizes CFTC

Felix Shipkevich

FX Futures, Swaps Will See Greater Liquidity Under Dodd-Frank

Felix Shipkevich

Faster Stock Settlement Times Likely

Felix Shipkevich

CFTC charges Optiver for manipulation of NYMEX oil contracts

Felix Shipkevich

CFTC issues report on risk management

Felix Shipkevich

RBC rejects settlement with CFTC

Felix Shipkevich